The SEC proved that the brokers had violated Federal securities laws.
Financial and business terms. 2012.
SEC on CBS — The SEC on CBS The SEC on CBS logo Format Sports Created by CBS Sports Starring Verne Lundquist … Wikipedia
SEC Baseball Tournament — The SEC Baseball Tournament (sometimes known simply as the SEC Tournament) is the conference championship tournament in baseball for the Southeastern Conference (SEC). It is a double elimination tournament and seeding is based on regular season… … Wikipedia
SEC Rule 10b5-1 — is an administrative rule [http://www.sec.gov/rules/final/33 7881.htm enacted] by the United States Securities and Exchange Commission (SEC) in 2000. The SEC states that Rule 10b5 1 was enacted in order to resolve an… … Wikipedia
SEC Championship Game — The SEC Championship Game refers to the game determining the Southeastern Conference s football season champion. The championship game pits the SEC Western Division representative versus the Eastern Division representative in a game held after… … Wikipedia
SEC Rule 10b-5 — is one of the most important rules promulgated by the U.S. Securities and Exchange Commission, pursuant to its authority granted under the Securities Exchange Act of 1934. The rule prohibits any act or omission resulting in fraud or deceit in… … Wikipedia
SEC Men's Basketball Tournament — The SEC Men s Basketball Tournament (sometimes known simply as the SEC Tournament) is the conference championship tournament in basketball for the Southeastern Conference (SEC). It is a single elimination tournament that involves all league… … Wikipedia
SEC — abbrSecurities and Exchange Commission see also the important agencies section Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. SEC … Law dictionary
SEC — The Securities and Exchange Commission, the primary federal regulatory agency of the securities industry. The New York Times Financial Glossary Securities and Exchange Commission (SEC) The Federal agency with responsibility for regulating… … Financial and business terms
SEC Championships — The Southeastern Conference sponsors 17 sports (8 men s, 9 women s) and determines the champions in various ways. Some sports award regular season championships and tournament (post season) championships. Other sports hold championship meets to… … Wikipedia
SEC Softball Tournament — The SEC Softball Tournament (sometimes known simply as the SEC Tournament) is the conference championship tournament in college softball for the Southeastern Conference (SEC). It is a single elimination (since 2006) tournament and seeding is… … Wikipedia
